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Media Coverage  

Trading in Life Insurance Policies
 
"We view it as an alternative investment.  He says he hasn't encountered a financial professional who doesn't think life settlements are a good idea.  But he expects the market initially will be income mutual fund managers looking for alternative high-yielding product."
 
                                                                            Michael Banwell, National Post
                                                                            Monday June 11, 2007

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Announcement as appeared in July 2007 edition of Investment Executive Newspaper

Banwell Financial Inc. Welcomes Gail Kennedy

Michael Banwell, President of Banwell Financial Inc. is pleased to welcome Gail Kennedy to the BFI team as an Investment Advisor.  

Gail has over 35 years of experience in the investment industry starting in the banking sector where she was one of the first women to manage a trust company in the mid-1970’s.  Gail moved on to become involved in the mutual fund and brokerage industry and is also a past President of Multiple Retirement Services (M.R.S.).  

Gail is the successful author of two national best selling books:  ‘You’re Worth It! Investment Strategies for Women’ and ‘First Class’.  A contributing past editor to MoneySaver magazine, Gail has appeared on numerous radio and television programs across Canada.  The Niagara Falls office number for Gail is 905-358-3208.    

Working closely with Gail will be Martha Schoemer.             

Banwell Financial Inc. is a mid-sized mutual fund dealer with it’s head office in North York, Ontario.  www.banwellfinancial.com         

                                    Integrity, Competence, Service

```````````````````````````````````````````````````````````````````````````````````````````` World Hedge Funds Summit-Canada 2004 Conference

Niagara Fallsview Casino Resort in Niagara Falls  

Excerpts from the December 3rd 2004    Panel Discussion including Michael Banwell  

Hedged portfolios target an absolute return, as opposed to a relative return. Performance generally speaking in 2004 has been disappointing

How does an advisor explain this to clients?  

Firstly it is important to distinguish between targeting an absolute return, and targeting a relative rate of return.  Absolute return investing targets a positive return irrespective of market conditions.  Absolute return investing does not guarantee the targeted rate of return.  Similar to the traditional approach to investing, growth does not necessarily happen in a straight line.  Certain market conditions favor certain styles of management.  The lack of volatility in 2004, and the narrow trading range of markets, made it a difficult year to extract alpha (the return in excess of a benchmark produced by a manager, or the added value).  

It is also important to examine the risk/return profile of the various hedged portfolios we recommend.  Generally speaking, the well managed funds during 2004, and beyond have indeed offered far less volatility than the broad markets, with reasonable rates of return.  

In many cases the original reasons for holding hedged investments in our portfolios, are just as valid today as they were in the past.  Hedged portfolios offer an added level of diversification that improves the overall risk/return profile of an investment account.  

When do you make a decision to remove a manager, or as one likes to say, “fire the manager”?  

We think it is crucial to have a reasonable understanding as to the expected risk/return characteristics of a hedged portfolio at the outset.  This allows us to assign a manager a range of expected return on both the upside and on the downside (volatility).  

If a manager falls outside of this expected range either on the up side, or on the down side, what are the reasons for this?  If we become uncomfortable with the reasons for this, it might be a good time to fire the manager.  

However, part of our ongoing due diligence is to observe the performance and volatility relative to similar styles or strategies, and similar funds, as an initial reference point.   

Would anyone care to offer any closing remarks?  

We believe with the plethora of new hedge fund products and managers available, if we are not careful with what is recommended to clients, the hedge fund industry will find itself in a similar situation as the traditional investment industry finds itself in today.  

Investors are skeptical because of the numerous managers on the traditional side of the industry whom we would refer to as “bull market heroes”.  These managers offered little in the way of downside protection during the bear market, and consequently they deserve to be fired.   

The manufacturing side and the distribution side need to continually be cognizant of Mr. Buffett’s two rules of investing:  the first rule is not to lose money, and the second rule is to not forget the first.        

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Group RRSP's gain momentum as Canadians wake up to shortage in retirement funds

Financial Post
02/23/04


Regular communication and plan promotion is almost as important as the plan
itself, says Michael Banwell, a partner at Banwell Financial in Toronto.
His team, which administers Park Hyatt Toronto's plan, meets regularly with
employees in the plan to develop their retirment goals.  "It can be the
greatest plan in the world and the most generously funded, but if human
resources or management doesn't take it upon themselves to spread the word
effectively, it just doesn't do much," Mr. Banwell says.

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  The Investment Funds Institute of Canada (IFIC) Hedge Fund Forum

Excerpts from the November 4th 2002 , presentation by Michael Banwell, CFP and principal of Banwell Financial Inc., Toronto, Canada.

Most investors, and advisors are inundated with investment choice.  Diversification is good, but not all diversification is effective, or constructive diversification...

Hedge funds offer an added level of effective diversification to traditional investments, or to the traditional approach to investing.  The analogy is comparing hedge funds, to real estate, oil and gas, and other alternative investment strategies that move independently of the market.  During this second worst bear market in history, while equity markets have been declining, on average, hedge funds like real estate have appreciated (1).   

We use hedge funds as a strategy to reduce overall market volatility…

While hedge funds have a reputation for being risky, they actually take their name from their investment goal, which is to reduce and control risk.  To do this, they utilize investment strategies that ordinary mutual funds are not able to employ.  Strategies like short selling (borrowing shares and selling them in the hope of replacing them later at a lower price), leverage and arbitrage. 

Unfortunately, not all hedge funds hedge.  Derivatives, suffer from a similar image problem.  Institutions and money managers use derivatives as a means to reduce and control risk.  Derivatives by themselves are not risky, but the irresponsible use of derivatives or hedging strategies are. 

Reduced net equity exposure adds downside protection in falling markets…

Although individual hedging strategies can be complex in nature, a prudently managed hedge fund has reduced exposure to the direction and to the risk of the market.  One of the reasons for hedging is to have a portion of your assets not dependent on the direction of the market to generate a positive return. 

Our company has not abandoned the traditional approach to investing, but we strongly believe that adding a component of prudently managed hedged portfolios is a complement and enhancement to existing assets. 

Northwest quadrant…

One of the information providers we use is Van Hedge Fund Advisors International.  Van offers an excellent risk/return matrix illustrating the benefits of adding hedge to a traditional portfolio (2).  Van illustrates that by adding hedge in increments of 10%, the portfolio is continually pushed into the northwest quadrant.  The northwest quadrant represents reduced levels of risk, with above average levels of return. 

Portfolio optimization…

Modern Portfolio Theory suggests that by adding uncorrelated assets to a portfolio, one optimizes the risk/return characteristics.  Adding hedge allows us to optimize a portfolio far more than with traditional assets only (3). 

For investors who are of the belief that markets will continue to languish, hedge funds offer an attractive alternative to increasing exposure to the broader markets.  Hedge fund managers typically have both a bullish as well as a bearish outlook.  This mixed outlook may be representative of a long/short portfolio.  A long/short strategy will hold a mix of undervalued long positions, balanced with a mix of overvalued short positions.  The intent of this portfolio is to profit from both increasing and decreasing share prices. 

Alignment of investor and manager interests…

Most hedge fund managers have a significant portion of their overall net worth invested in the fund(s) they manage.  This co-investment of manager and investor money is an alignment of interests.  Our experience suggests that clients like knowing that their money is being managed with the same care as the manager’s money. 

Fund of funds…

Most of our recommendations involve the use of fund of funds.  We believe this is the safest route offering maximum exposure and diversification to the different hedging strategies.  A fund of funds may have anywhere from 12 to 45 underlying funds that use a mix of such strategies as long/short equity or fixed income arbitrage.  The overall intent is to provide consistent stable returns. 

To replicate a fund of funds on your own, would require in excess of $20 million.  For an accredited investor to access this for $25,000 represents tremendous value.  This does not even factor in the added level of due diligence or transparency a fund of funds manager provides.    

In conclusion, hedge funds require far more due diligence before investing, and on an ongoing basis.  The additional strategies available to hedge fund managers require a higher level of understanding and technical knowledge, that is not necessarily needed for the traditional long only approach.

Notes

1) Van Hedge Advisors International, go to Van in the News, Recent Press Releases, News Archives, Hedge Funds Shine Through Bear Market.

2) Van Hedge Advisors International, go to All About Hedge Funds, Why You Should Invest in Hedge Funds, Effects in a Traditional Portfolio. 

3) Secrets of the Investment All-Stars, author Kenneth A. Stern, Chapter 3, Harry Markowitz, founder and Nobel prize winner of modern portfolio theory.

The Investment Funds Institute of Canada (IFIC) is the industry association of the Canadian investment funds industry.  Together with its affiliate, The Canadian Institute of Financial Planning, the Institute’s vision is to provide the most innovative and effective services that will support and enhance the investment fund industry in its drive to provide the leading investment vehicles for Canadians.  www.ific.ca

Banwell Financial Inc. is an independent investment dealer located in Toronto.  Banwell Financial specializes in the recommendation of prudently managed hedge funds as a complement and enhancement to the traditional approach to investing.  www.banwellfinancial.com